A broker/dealer, investment advisor, broker/dealer representative or investment advisor representative may only transact business in a particular state after licensure or satisfying qualification requirements of that state, or only if they are excluded or exempted from the state's broker/dealer, investment advisor, or broker/dealer representative or investment advisor representative requirements, as the case may be. Neither may they follow-up individualized responses to consumers in a particular state that involve either the effecting or attempting to effect transactions in securities or the rendering of personalized investment advice for compensation, without first complying with the state's broker/dealer, investment advisor, broker/dealer representative or investment advisor representative requirements, or pursuant to an applicable state exemption or exclusion.
For information concerning the license status or disciplinary history of a broker/dealer, investment advisor, broker/dealer representative or investment advisor representative, a consumer should contact his or her state securities law administrator.
Investment products and services and fee-based investment advisory services (if offered) are available only to residents of Arizona, California, Connecticut, Idaho, Nevada, New York, Pennsylvania, Utah, and Vermont.
Experience and Expertise
Raymond, Reeves & Stout, LLP is a full service Pension Administration, Retirement Investment and Financial Services Firm.
Founded in 1970, the Partners at Raymond, Reeves & Stout, LLP have decades of technical pension expertise and practical experience helping businesses of all sizes successfully coordinate all aspects of retirement planning and life, health and disability insurance protection.
Our goal is to provide individualized, personal service in a timely and professional manner for a reasonable fee. We are easily accessible at our toll-free 800 number and have offices in Arizona and California.
Our professional staff is well-trained and we devote considerable resources participating in continuing education programs and maintaining professional affiliations so that we have the knowledge and expertise you need to compete in our fast-paced business environment.